www.rtco.com
Common Stock
AuburnBank is traded on the NASDAQ Global Market System under the symbol of : "AUBN"
Market Makers
Sun Trust Capital MarketsKnight Equity MarketsUBS SecuritiesCitigroup Global Markets
Independent Auditors
KPMG LLP
Suite 1800
420 20th St. North
Birmingham, Alabama, 35203 Reinvestment and Direct Deposit of Dividends
Dividend Reinvestment Plan
Through Auburn National Bancorporation Inc.'s Dividend Reinvestment Plan, shareholders can reinvest their dividends in additional shares of Auburn National Bancorporation, Inc. Common Stock. The Plan also permits those participating in the Plan to buy additional shares through automatic deduction from their deposit accounts on a quarterly basis. In order to participate, you must be a shareholder of record with your shares registered in your name, not street name. Advantages of this service include:
A convenient, systematic, and economical way to purchase Auburn National Bancorporation, Inc. common stock.
Stockholders customers may make voluntary, cash contributions for the purchase of additional Company common stock.
Stock acquired for you by the Plan is held in safekeeping by the Transfer Agent providing added protection against loss, theft or destruction.
Brokerage commissions and service charges on the purchase of Company stock may be reduced since the Agent may aggregate purchases of shares under the Plan, saving commissions on volume trading.
You will direct the voting of any full shares held for you in safekeeping.
Participation in the Plan is entirely voluntary. You may join at any time and terminate your participation whenever you wish.
Full details about the plan are available by calling Investor Relations at 334-821-9200 or by contacting us at investorrelations@auburnbank.com
Direct Deposit of Dividends Shareholders may elect to have their Auburn National Bancorporation, Inc. cash dividend payments automatically deposited into their checking or savings account. There is no charge for this service. By taking advantage of this service, you can:
Automatically have your cash dividend deposited to your account on the dividend payment date.
Avoid making a special trip to deposit or cash your dividend check.
Eliminate concerns about lost or stolen dividend checks.
Receive a statement recording your direct deposit after each quarterly dividend is paid.
It's simple. For additional information or to obtain an authorization form, please call the Transfer Agent, Registrar & Transfer Company, at 1-800-368-5948, e-mail invrelations@rtco.com, or by contacting us at investorrelations@auburnbank.com
Auburn National Bancorporation, Inc. Common Stock shares are not deposits or savings accounts or other obligations of any bank, and are not insured by the FDIC or any other government agency.
SEC Filings
Auburn National Bancorporation, Inc. is a reporting company required to file current, quarterly, and annual reports and proxy solicitation materials with the Securities and Exchange Commission (the "SEC") under the Securities Exchange Act of 1934. Review Auburn National Bancorporation, Inc. affiliate filings on the SEC's website.
Reports filed with the SEC include:
Forms 3, 4, and 5. These forms require the Company's Officers and Directors, and persons who own more than 10% of a registered class of the Company's equity securities to file reports of ownership and changes in ownership with the Securities and Exchange Commission with 2 business days.
Form 10-K. A Form 10-K includes audited financial statements, management's discussion and analysis ("MD&A") of such financial statements, descriptions of the business and properties of the Company, and other specified information. Filed within 90 days of the close of the Company's fiscal year.
Form 10-Q. The quarterly report on Form 10-Q contains quarterly and year-to-date financial information, an MD&A regarding such information, and, if required, discussion of certain recent events pertaining to the Company. Filed within 45 days of the close of each fiscal quarter (except the fourth quarter).
Form 8-K. During the course of a fiscal year, certain important events may occur with respect to the Company that are not otherwise reported on a Form 10-K or Form 10-Q filed with the SEC.
Proxy Solicitation Materials. Materials mailed to shareholders including the notice of meeting and the purpose of the annual shareholder meeting.